IMS� team of regulatory reporting professionals are all registered by FINRA as Financial and Operations Principals, and are currently responsible for recordkeeping and regulatory reporting for over 100 clients. More importantly, they regularly guide our clients so that they optimize their financial resources in a manner which optimizes their utilization. Many of our regulatory staff members are Certified Public Accountants by profession.
They also possess extensive knowledge and expertise in the following:
For more information about our services please contact:
IMS Broker-Dealer Services
Howard Spindel
Phone: 212-897-1688
Email: hspindel@intman.com